Browsing: Securities and Exchange Commission
The accounting firm that Trump hired for his media firm’s IPO was caught copy-and-pasting previous audits and is now banned forever
Financial regulators permanently banned the accounting firm that the parent company of Donald Trump’s media platform hired in an enforcement…
Trump Media’s accounting firm accused of massive fraud as a ‘sham audit mill’ that created false papers, did nonexistent work, and fabricated meetings
The Securities and Exchange Commission accused the auditor of Donald Trump’s social-media company of massive fraud that affected more than…
Finance watchdogs press Morgan Stanley on work with wealthy clients who have been flagged about money laundering
Morgan Stanley shares fell the most in five months after a report that a cadre of U.S. regulators are scrutinizing…
VanEck CEO says brokerage platforms aren’t yet recommending Bitcoin ETFs: ‘There’s a long ways to go’
The approval of spot Bitcoin ETFs in January kicked off a frenzy as investors poured billions of dollars into the…
How 4 minor league baseball players made $200,000 on Del Taco insider trading, complaint says: a night out drinking with a Jack in the Box analyst
The three players, Austin Bernard, Jordan Qsar and Grant Witherspoon are connected because Qsar, 28, and Bernard, 27, attended Pepperdine…
‘If you don’t disclose, you won’t get the support of international capital’: The backlash against the SEC’s new mandate is a mistake as China closes the gap on climate disclosures
In early March, the U.S. Securities and Exchange Commission (SEC) adopted new regulations to require U.S. companies to release information…
Elizabeth Warren unloads on Elon Musk, urging SEC chief Gary Gensler to probe pathway for ‘Tesla to channel money to X’
Sen. Elizabeth Warren is again calling on the Securities and Exchange Commission to investigate whether Elon Musk’s dealings with Tesla…
It’s called ‘AI washing.’ Investors’ tech mania is so extreme the SEC just charged 2 companies with making ‘false and misleading claims’ in marketing
With the AI “gold rush” luring investors into stocks like it’s 1995 (or even 1999), the Securities and Exchange Commission…
On Monday, a federal judge took the unprecedented step of imposing sanctions on the Securities and Exchange Commission related to…
Erica Williams wants the accounting industry to know that there’s a new sheriff in town, and she’s rolling up her…